Your path to the PhD in Finance
Simon’s methodological approach to finance emphasizes formal modeling of problems and empirical testing of theories. Explore topics related to areas such as corporate finance, financial institutions, and asset pricing using principles of economics, mathematics, and statistics.
Build a strong foundation in microeconomics, econometrics, and finance through coursework at Simon Business School and the University of Rochester's Department of Economics. Explore current research through finance seminars, complete a preliminary exam in the spring, and prepare a research paper to present the following fall.
Deepen your expertise through advanced PhD-level finance courses and continued participation in Finance and Applied Economics seminars. Develop original research ideas and strengthen your ability to communicate them as you prepare for the qualifying exam in the fall of your third year, which includes writing and presenting an original research paper.
Shift your focus from coursework to active research, applying your analytical foundation to the development of original scholarly work. Continue participating in Finance and Applied Economics seminars, engaging with current research and refining your ideas as you advance through the doctoral program.
Key program milestones
Thesis and proposal: Students are expected to submit a thesis proposal and identify a faculty advisor and committee members who have agreed to serve on their dissertation committee. The dissertation must demonstrate original scholarship through a critical or synthetic examination of a suitable subject, a creative contribution, or independent research presented in a form suitable for publication. Specific requirements and deadlines for the proposal are determined by the program area.
Advancement to candidacy: Students advance to candidacy after passing the preliminary and qualifying exams. Following the qualifying exam, the administering faculty evaluate each student's performance and make a recommendation for advancement to the PhD Faculty Director and Senior Associate Dean of Faculty.
Summer math camp: A strong foundation in mathematics and statistics is essential for success in Simon's rigorous PhD program. To help incoming students prepare for doctoral coursework, Simon offers summer math preparation courses designed to strengthen their quantitative skills. Additional details about course offerings and scheduling will be shared as they become available.
Meet the Finance community
Ready to take the next step?
Applications for Fall 2027 admission to Simon's PhD in Accounting open October 26. Apply by January 5.
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Interested in learning more about Simon's PhD program? Complete the form below to request information about our concentrations and future admissions opportunities.
Please note that applications are being accepted for select PhD concentrations for the upcoming admissions cycle.